SEC Form 4 · accession 0001225208-17-017102
ESTERLINE TECHNOLOGIES CORP · ESL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert David George
Officer — EVP,CFO, Corporate Development
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $92.75 | Nov 7, 2017 | A | 6,400 | A | Nov 7, 2018 | Nov 7, 2027 | Common Stock | 6,400 | 6,400 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Nov 7, 2017 | A | 2,500 | A | Nov 7, 2020 | Nov 7, 2020 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date.
- F2Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock.
- F3The restricted stock units vest 100% on the three-year anniversary of the Transaction Date.