SEC Form 4 · accession 0000899243-17-025729
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jack Engelkes
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 18, 2017 | G | 2,000 | $0.00 | D | 119,673 | D | |
| Common Stock | Nov 8, 2017 | M | 4,752 | $4.30 | A | 124,425 | D | |
| Common StockF2 | holding | — | — | — | 190,590 | I | Owned solely by wife | |
| Common Stock - RestrictedF3,F4,F5 | holding | — | — | — | 5,500 | D | ||
| Common Stock | holding | — | — | — | 400 | I | Held in wife's IRA | |
| Common Stock | holding | — | — | — | 42,719 | I | Custodian for daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $4.30 | Nov 8, 2017 | M | 4,752 | D | — | Jan 9, 2018 | Common Stock | 4,752 | 0 | D |
| Stock OptionF7 | $2.66 | holding | — | — | — | — | — | Common Stock | 1,425 | 1,425 | D |
| Stock OptionF8 | $17.12 | holding | — | — | — | — | Apr 15, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Includes 578.42 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F2Includes 102.991 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F3Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F4Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F5Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F6The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
- F720% of the issued option is remaining. The remaining options became exercisable on December 31, 2009 and expire on December 31, 2019.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.