SEC Form 4 · accession 0001209191-17-059758
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Operating Off.
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 6, 2017 | M | 5,000 | $26.15 | A | 22,978 | D | |
| Common Stock, $.01 par valueF1 | Nov 6, 2017 | S | 5,000 | $60.59 | D | 17,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $26.15 | Nov 6, 2017 | M | 5,000 | D | — | Jan 21, 2023 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $60.58 to $60.60 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.