SEC Form 4 · accession 0001209191-17-059750
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H McLamb
Officer — Executive VP, CFO and Sec · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 3,000 | $7.54 | A | 147,515 | D | |
| Common Stock | Nov 6, 2017 | S | 3,000 | $21.10 | D | 144,515 | D | |
| Common Stock | Nov 7, 2017 | M | 7,000 | $7.54 | A | 151,515 | D | |
| Common Stock | Nov 7, 2017 | S | 7,000 | $21.10 | D | 144,515 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.54 | Nov 6, 2017 | M | 3,000 | D | — | Nov 18, 2020 | Common Stock | 3,000 | 16,000 | D |
| Employee Stock Option (Right to Buy)F2 | $7.54 | Nov 7, 2017 | M | 7,000 | D | — | Nov 18, 2020 | Common Stock | 7,000 | 9,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F21/36 of the total options vested and became exercisable on a monthly basis for a three-year period beginning on November 18, 2010, the initial grant date.