SEC Form 5 · accession 0001721881-17-000002
Digital Brand Media & Marketing Group, Inc. · DBMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reggie James
Director
Period of report
Aug 31, 2017
Accepted (ET)
Nov 9, 2017 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001127475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | A | 7,982,328 | $0.0161 | A | 7,982,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Series 1 | $0.0161 | Oct 1, 2012 | A | 166,176 | A | Apr 1, 2013 | Oct 1, 2017 | Common Stock | 8,828 | 0 | D |
| Preferred Series 1 | $0.0161 | Oct 1, 2012 | A | 188,538 | A | Apr 1, 2013 | Oct 1, 2017 | Common Stock | 10,000 | 0 | D |
| Preferred Series 1 | $0.0161 | Oct 1, 2012 | A | 141,404 | A | Apr 1, 2013 | Oct 1, 2017 | Common Stock | 7,500 | 0 | D |
| Preferred Series 1 | $0.0161 | Oct 1, 2013 | A | 150,000 | A | Oct 1, 2015 | Oct 1, 2019 | Common Stock | 7,956,000 | 0 | D |
| Preferred Series 1 | $0.0161 | Oct 1, 2014 | A | 450,000 | A | Oct 1, 2014 | Oct 1, 2019 | Common Stock | 23,868,000 | 450,000 | D |
| Preferred Series 1 | $0.0161 | Oct 1, 2014 | A | 150,000 | A | Oct 1, 2014 | Oct 1, 2019 | Common Stock | 7,956,000 | 150,000 | D |
Remarks
Preferred Series 1 created by corporate resolution on 12/01/2011 converts to 17.5% of the Common Stock and votes 52.5% of the Common Stock In July 2015, there was a reverse split of 1,000:1 - resulting conversions are split adjusted Directors and officers were unaware of the initial filing requirements and counsel had failed to advise of the requirement.