SEC Form 4 · accession 0001001250-17-000118
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cedric Prouve
Officer — Group President, International
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 8, 2017 | M | 47,228 | $67.31 | A | 227,119 | D | |
| Class A Common StockF2 | Nov 8, 2017 | M | 33,712 | $76.23 | A | 260,831 | D | |
| Class A Common StockF3 | Nov 8, 2017 | M | 19,987 | $77.35 | A | 280,818 | D | |
| Class A Common StockF4,F5 | Nov 8, 2017 | S | 100,927 | $123.01 | D | 179,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F6 | $67.31 | Nov 8, 2017 | M | 47,228 | D | Jan 1, 2015 | Sep 4, 2023 | Class A Common Stock | 47,228 | 0 | D |
| Option (right to buy)F2,F6 | $76.23 | Nov 8, 2017 | M | 33,712 | D | Jan 1, 2016 | Sep 3, 2024 | Class A Common Stock | 33,712 | 16,856 | D |
| Option (right to buy)F3,F6 | $77.35 | Nov 8, 2017 | M | 19,987 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 19,987 | 39,975 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,742 shares exercisable from and after January 1, 2015; 15,743 shares exercisable from and after January 1, 2016 and 15,743 shares exercisable from and after January 1, 2017.
- F2Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,856 shares exercisable from and after January 1, 2016; 16,856 shares exercisable from and after January 1, 2017 and 16,856 shares exercisable from and after January 1, 2018.
- F3Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 19,987 shares exercisable from and after January 1, 2017; 19,987 shares exercisable from and after January 1, 2018 and 19,988 shares exercisable from and after January 1, 2019.
- F4The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- F5Sales prices range from $122.54 to $123.42 per share, inclusive.
- F6Not Applicable