SEC Form 4 · accession 0000899243-17-025650
Funko, Inc. · FNKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Mark Perlmutter
Officer — President
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704711
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Class A Common StockF1,F2 | $12.00 | Nov 6, 2017 | A | 123,000 | A | — | Oct 31, 2027 | Class A Common Stock | 123,000 | 123,000 | D |
Explanation of responses
- F1The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.
- F2The Option was 25% vested as of the Pricing Date, and the remaining 75% of the shares subject to the Option will vest in three equal installments on each of the first three anniversaries of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.