SEC Form 4 · accession 0001017303-17-000063
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Demartino
Officer — President, CFO, Treas. & Secr.
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 15,752 | $5.24 | A | 60,588 | D | |
| Common Stock | Nov 6, 2017 | M | 5,000 | $2.18 | A | 65,588 | D | |
| Common StockF1 | Nov 6, 2017 | S | 20,752 | $13.03 | D | 44,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.24 | Nov 6, 2017 | M | 15,752 | A | Feb 27, 2009 | Feb 27, 2018 | Common Stock | 15,752 | 0 | D |
| Stock Option | $2.18 | Nov 6, 2017 | M | 5,000 | A | Mar 5, 2010 | Mar 5, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Represents the sale of 20,752 shares in 183 different transactions ranging from $12.95 to $13.18 per share, resulting in a weighted average sale price per share of $13.03. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.