SEC Form 4 · accession 0001127602-17-031603
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jocelyn Belisle
Officer — VP, Chief Accounting Officer
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 5,000 | $64.785 | A | 21,449 | D | |
| Common StockF1 | Nov 7, 2017 | S | 6,845 | $164.7886 | D | 11,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $64.785 | Nov 7, 2017 | M | 5,000 | D | — | Dec 8, 2021 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F18,639 of the shares directly held are restricted stock units, of which 714 shares vest on 12/5/17, 2,500 shares vest on 7/23/18, 2,500 shares vest on 7/23/19, 357 shares vest on 12/5/18, 313 shares vest on 12/4/17, 312 shares vest on 12/4/18, 313 shares vest on 12/4/19, 407 shares vest on 12/2/17, 408 shares vest on 12/2/18, 407 shares vest on 12/2/19 and 408 shares vest on 12/2/20.
- F2The option became exercisable as to 1,250 shares on 12/8/12, 1,250 shares became exercisable on 12/8/13, 1,250 shares became exercisable on 12/8/14 and 1,250 shares became exercisable on 12/8/15.