SEC Form 4 · accession 0000878526-17-000098
NATUS MEDICAL INC · BABY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dong Chune Christopher Chung
Officer — Vice President Medical Affairs
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per share | Nov 6, 2017 | M | 12,642 | $10.69 | A | 141,414 | D | |
| Common Stock, $0.001 par value per shareF1 | Nov 6, 2017 | S | 12,642 | $42.91 | D | 128,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option | $10.69 | Nov 6, 2017 | M | 12,642 | D | Jul 7, 2012 | Jun 7, 2018 | Common Stock | 12,642 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $48.73 to $48.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.