SEC Form 4 · accession 0001127602-17-031630
ANADARKO PETROLEUM CORP · APC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Gwin
Officer — EVP, Finance & CFO
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 3,927 | $0.00 | A | 61,050 | D | |
| Common StockF1,F2 | Nov 6, 2017 | F | 1,647 | $51.83 | D | 59,403 | D | |
| Common StockF3 | Nov 6, 2017 | J | 1,002 | $0.00 | D | 58,401 | D | |
| Common Stock | holding | — | — | — | 1,516 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Nov 6, 2017 | M | 3,927 | D | — | — | Common Stock | 3,927 | 0 | D |
Explanation of responses
- F1Since the date of the reporting person's last ownership report, he transferred 57,064 shares of APC common stock as well as the economic interest in certain employee stock options and employee restricted stock units of APC common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- F2Includes 60 shares of common stock acquired as a result of dividend equivalents with respect to restricted stock units. The dividend equivalents were accrued and reinvested in shares of the Company's common stock and paid upon vesting of the underlying award.
- F3The reporting person previously transferred the economic interest in these restricted stock units to his ex-wife pursuant to a domestic relations order. This report reflects the vesting of those units and share withholding to satisfy applicable taxes.
- F4Each restricted stock unit represents a contingent right to receive one share of APC common stock.
- F5The restricted stock units vest in three annual installments beginning one year after the date of grant.