SEC Form 4 · accession 0001032220-17-000118
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Caswell
Officer — President
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $64.78 | Nov 7, 2017 | A | 38,592 | A | — | — | Common Stock | 38,592 | 38,592 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 7719 09/30/2018 7719 09/30/2019 7718 09/30/2020 7718 09/30/2021 7718 09/30/2017 Expiration date not applicable to RSUs
- F3Reporting person also holds restricted stock units with respect to an additional 72,355 shares of common stock with varying vesting schedules.