SEC Form 4 · accession 0001593968-17-001197
SILVERBOW RESOURCES, INC. · SBOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Adam
Officer — EVP and COO
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000351817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | A | 39,275 | $0.00 | A | 39,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $21.97 | Nov 6, 2017 | A | 58,912 | A | Mar 22, 2020 | Nov 6, 2027 | SBOW Common Stock | 58,912 | 58,912 | D |
Explanation of responses
- F1The restricted stock units vest in three substantially equal installments on each of March 22, 2020; March 22, 2021; and March 22, 2022.
- F2The stock option vests in three substantially equal installments on each of March 22, 2020; March 22, 2021; and March 22, 2022.