SEC Form 4 · accession 0001127602-17-031692
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Joseph Bailey
Officer — Managing Dir - Global FI & NA
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 11:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 3,466 | — | A | 3,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 7, 2017 | F | 1,735 | D | — | — | Common Stock | 1,735 | 15,827 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 7, 2017 | M | 3,466 | D | — | — | Common Stock | 3,466 | 12,361 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Award granted on his date of hire. Each unit converts to a share of common stock at the rate of 33% on November 7, 2017 through 2019.