SEC Form 4 · accession 0001179110-17-013883
CASELLA WASTE SYSTEMS INC · CWST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edmond Coletta
Officer — Senior Vice President & CFO
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 6, 2017 | M | 7,000 | $13.78 | A | 164,589 | D | |
| Class A Common Stock | Nov 6, 2017 | S | 7,000 | $20.009 | D | 157,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $13.78 | Nov 6, 2017 | M | 7,000 | D | — | Dec 13, 2017 | Class A Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The option vested in three equal installments on December 13, 2008, 2009, and 2010, and was set to expire on December 13, 2017.