SEC Form 4 · accession 0001209191-17-059769
UNITED RENTALS, INC. · URI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew John Flannery
Officer — EVP & Chief Operating Officer
Period of report
Nov 8, 2017
Accepted (ET)
Nov 8, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001067701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | M | 9,602 | $41.25 | A | 31,243 | D | |
| Common StockF1 | Nov 8, 2017 | S | 9,602 | $147.4366 | D | 21,641 | D | |
| Common Stock | Nov 8, 2017 | M | 12,722 | $53.78 | A | 34,363 | D | |
| Common StockF1 | Nov 8, 2017 | S | 12,722 | $147.4366 | D | 21,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF2 | $41.25 | Nov 8, 2017 | M | 9,602 | D | — | Feb 16, 2022 | Common Stock | 9,602 | 0 | D |
| Stock Option - Right to BuyF3 | $53.78 | Nov 8, 2017 | M | 12,722 | D | — | Mar 7, 2023 | Common Stock | 12,722 | 0 | D |
Explanation of responses
- F1Represents weighted average sale price for executed sale transactions on November 8, 2017. The range of prices for such transactions was from $147.05 to $147.77. The reporting person hereby undertakes, upon request by the Commission staff, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price within the range.
- F2In connection with an option award granted to the reporting person on February 16, 2012, and previously reported on Form 4, 3,201 of the option shares became exercisable on each of February 16, 2013 and February 16, 2015 and 3,200 of the option shares became exercisable on February 16, 2014.
- F3In connection with an option award granted to the reporting person on March 7, 2013, and previously reported on Form 4, 4,241 of the option shares became exercisable on each of March 7, 2014 and March 7, 2016 and 4,240 of the option shares became exercisable on March 7, 2015.