SEC Form 4 · accession 0001209191-17-059929
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $284.97 | Nov 8, 2017 | M | 119,884 | A | Sep 30, 2020 | Nov 8, 2027 | Common Stock | 119,884 | 119,884 | D |
| Stock OptionF2 | $284.97 | Nov 8, 2017 | M | 42,571 | A | Sep 30, 2018 | Nov 8, 2027 | Common Stock | 42,571 | 42,571 | D |
Explanation of responses
- F1Vest based on the achievement of annual per share operating performance target at fiscal 2020.
- F2Vest based on the achievement of annual per share operating performance targets between fiscal 2018 and fiscal 2020.