SEC Form 4 · accession 0001225208-17-017130
BARD C R INC /NJ/ · BCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Weiland
Officer — Vice Chairman, Pres. and COO · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | M | 33,435 | $136.37 | A | 76,331 | D | |
| Common StockF1 | Nov 7, 2017 | S | 33,435 | $333.3095 | D | 42,896 | D | |
| Common StockF2 | holding | — | — | — | 6,018 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $136.37 | Nov 7, 2017 | M | 33,435 | D | — | Dec 11, 2023 | Common Stock | 33,435 | 11,145 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $332.92 to $333.68. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Includes 51.259 shares acquired under the Company's 401(k) Plan from February 4, 2017 to August 4, 2017.
- F3Options granted under 2012 Long Term Incentive Plan of C. R. Bard, Inc. (as Amended and Restated).
- F4Of this option grant 33,435 options fully vested and the remaining options vest on December 11, 2017.