SEC Form 4 · accession 0001590976-17-000195
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jackie D. Springer Jr.
Officer — Chief Executive Officer · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 6, 2017 | A | 11,000 | $0.00 | A | 86,815 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $30.87 | Nov 6, 2017 | A | 10,000 | A | — | Nov 5, 2023 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The reporting person was issued an equity award of 11,000 shares of restricted stock on November 6, 2017 in consideration of services performed for the Issuer in fiscal 2017.
- F2The shares of restricted stock will vest in four substantially equal annual installments beginning on November 6, 2018.
- F3Includes 3,390 shares of restricted stock vesting on November 6, 2018, 11,300 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2018 and 15,187 shares of restricted stock vesting in three substantially equal annual installments beginning November 4, 2018.
- F4The option vests in four equal annual installments beginning on November 6, 2018.