SEC Form 4 · accession 0001179110-17-013930
TENNANT CO · TNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Louis Cotter
Officer — SVP, General Counsel
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | A | 313 | $0.00 | A | 313 | D | |
| Common StockF2 | Nov 7, 2017 | A | 6,000 | $0.00 | A | 6,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $66.15 | Nov 7, 2017 | A | 2,814 | A | — | Nov 7, 2027 | Common Stock | 2,814 | 2,814 | D |
Explanation of responses
- F1Restricted stock grant made pursuant to the 2017 Long-Term Incentive Plan vesting on November 7, 2020.
- F2Restricted stock unit grant with 3,000 units vesting on November 7, 2018 and 3,000 units vesting on November 7, 2019.
- F3Options exercisable in one-third increments on each of November 7, 2018, November 7, 2019 and November 7, 2020.