SEC Form 4 · accession 0001127602-17-031706
ATMOS ENERGY CORP · ATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim R Cocklin
Officer — Executive Chairman · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000731802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 29,466 | $88.24 | A | 396,084 | D | |
| Common StockF2 | Nov 7, 2017 | F | 12,361 | $88.24 | D | 383,723 | D | |
| Common Stock | holding | — | — | — | 3,271 | I | By Retirement Savings Plan and Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Nov 7, 2017 | A | 4,236 | A | — | — | Common Stock | 4,236 | 64,295 | D |
Explanation of responses
- F1Vesting of award of performance based restricted stock units pursuant to the 1998 Long-Term Incentive Plan of the Company.
- F2Shares withheld pursuant to a tax withholding obligation under the 1998 Long-Term Incentive Plan of the Company.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units will vest and be delivered to the reporting person three years from date of grant.