SEC Form 4 · accession 0001140361-17-041638
Qorvo, Inc. · QRVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Klein
Officer — VP and Pres. Infra. & Defense
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604778
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | M | 2,600 | $16.75 | A | 42,993 | D | |
| Common Stock | Nov 7, 2017 | S | 2,600 | $77.58 | D | 40,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.75 | Nov 7, 2017 | M | 2,600 | D | Jul 5, 2015 | Jun 7, 2023 | Common Stock | 2,600 | 2,211 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
- F2The option vested in four quarterly installments beginning on this date.