SEC Form 4 · accession 0000002488-17-000233
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Devinder Kumar
Officer — SVP, CFO & Treasurer
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | M | 10,000 | $1.84 | A | 607,540 | D | |
| Common StockF1 | Nov 6, 2017 | M | 21,875 | $7.57 | A | 629,415 | D | |
| Common StockF2,F3 | Nov 6, 2017 | S | 10,000 | $11.85 | D | 619,415 | D | |
| Common StockF2,F4 | Nov 6, 2017 | S | 21,875 | $11.84 | D | 597,540 | D | |
| Common StockF2,F5 | Nov 6, 2017 | S | 90,000 | $11.85 | D | 507,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF6 | $1.84 | Nov 6, 2017 | M | 10,000 | D | — | Aug 15, 2022 | Common Stock | 10,000 | 315,221 | D |
| Stock Option GrantF7 | $7.57 | Nov 6, 2017 | M | 21,875 | D | — | Nov 15, 2017 | Common Stock | 21,875 | 0 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
- F3Transaction executed in multiple trades at prices ranging from $11.66 to $12.07 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Transaction executed in multiple trades at prices ranging from $11.66 to $12.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5Transaction executed in multiple trades at prices ranging from $11.67 to $12.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F6The options vested 33 1/3% on August 15, 2016 and then 8 1/3% per quarter over the next eight following quarters.
- F7The options vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
Remarks
EXHIBIT LIST: EX-24 POA