SEC Form 4 · accession 0001229384-17-000051
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Bezzant
Officer — Executive Vice President
Period of report
Nov 8, 2017
Accepted (ET)
Nov 8, 2017 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 8, 2017 | M | 4,180 | $28.33 | A | 49,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $28.33 | Nov 8, 2017 | M | 4,180 | D | — | Jan 29, 2018 | Class A Common Stock | 4,180 | 0 | D |
Explanation of responses
- F1All of the options were fully vested and exercisable as of January 29, 2012.
- F2Option Award approved by Compensation and Human Resources Committee; price column not applicable.