SEC Form 4 · accession 0001017303-17-000064
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew John Hoffman
Officer — SVP, Operations
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 1,250 | $7.45 | A | 14,791 | D | |
| Common Stock | Nov 6, 2017 | M | 15,000 | $6.70 | A | 29,791 | D | |
| Common Stock | Nov 6, 2017 | M | 7,500 | $7.89 | A | 37,291 | D | |
| Common Stock | Nov 6, 2017 | M | 5,000 | $6.76 | A | 42,291 | D | |
| Common Stock | Nov 6, 2017 | M | 1,250 | $7.17 | A | 43,541 | D | |
| Common StockF1 | Nov 6, 2017 | S | 30,000 | $13.01 | D | 13,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.45 | Nov 6, 2017 | M | 1,250 | D | May 27, 2011 | May 27, 2020 | Common Stock | 1,250 | 0 | D |
| Stock Option | $6.70 | Nov 6, 2017 | M | 15,000 | D | Mar 5, 2013 | Mar 5, 2022 | Common Stock | 15,000 | 0 | D |
| Stock Option | $7.89 | Nov 6, 2017 | M | 7,500 | D | Mar 1, 2014 | Mar 1, 2023 | Common Stock | 7,500 | 0 | D |
| Common Stock | $6.76 | Nov 6, 2017 | M | 5,000 | D | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 5,000 | 5,000 | D |
| Stock Option | $7.17 | Nov 6, 2017 | M | 1,250 | D | Feb 25, 2017 | Feb 25, 2026 | Common Stock | 1,250 | 3,750 | D |
Explanation of responses
- F1Represents the sale of 30,000 shares in 248 different transactions ranging from $12.90 to $13.18 per share, resulting in a weighted average sale price per share of $13.01. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.