SEC Form 4 · accession 0001209191-17-059752
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Townsend
Officer — President, Asia
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 25,181 | $45.15 | A | 25,181 | D | |
| Common StockF1,F2 | Nov 6, 2017 | S | 25,181 | $54.343 | D | 0 | D | |
| Common Stock | Nov 6, 2017 | M | 17,425 | $45.91 | A | 17,425 | D | |
| Common StockF1,F3 | Nov 6, 2017 | S | 17,425 | $54.289 | D | 0 | D | |
| Common Stock | Nov 6, 2017 | M | 13,106 | $34.33 | A | 13,106 | D | |
| Common StockF1,F4 | Nov 6, 2017 | S | 13,106 | $54.20 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $45.15 | Nov 6, 2017 | M | 25,181 | D | — | Feb 24, 2024 | Common Stock | 25,181 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $45.91 | Nov 6, 2017 | M | 17,425 | D | — | Feb 23, 2025 | Common Stock | 17,425 | 8,713 | D |
| Employee Stock Option (Right to Buy)F7 | $34.33 | Nov 6, 2017 | M | 13,106 | D | — | Feb 22, 2026 | Common Stock | 13,106 | 26,216 | D |
Explanation of responses
- F1The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2),(3) and (4) to this Form 4.
- F2The shares were sold in multiple transactions at prices $54.131 to $54.490, inclusive.
- F3The shares were sold in multiple transactions at prices $54.225 to $54.370, inclusive.
- F4The shares were sold in multiple transactions at prices $54.061 to $54.325, inclusive.
- F5The options became exercisable in three equal installments on February 25, 2015, 2016 and 2017.
- F6The options became exercisable in three equal installments on February 24, 2016, 2017 and 2018.
- F7The options became exercisable in three equal installments on February 23, 2017, 2018 and 2019.