SEC Form 4 · accession 0001603582-17-000004
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George B Holmes
Officer — Chief Executive Officer · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.62 | Nov 6, 2017 | A | 7,663 | A | Nov 16, 2017 | Nov 6, 2027 | Common Stock | 7,663 | 7,663 | D |