SEC Form 4/A · accession 0000356309-17-000151
NEW JERSEY RESOURCES CORP · NJR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Glenn C Lockwood
Officer — Executive V.P.
Period of report
Oct 15, 2017
Accepted (ET)
Nov 9, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356309
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2017 | A | 23,662 | $0.00 | A | 202,156 | D | |
| Common StockF1 | Oct 15, 2017 | F | 12,235 | $43.30 | D | 189,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2 | — | Oct 15, 2017 | M | 23,662 | D | — | — | Common Stock | 23,662 | 0 | D |
Explanation of responses
- F1Total includes 642.303 shares acquired through reinvestment of dividends.
- F2Each deferred stock unit represents a contingent right to receive one share of NJR common stock.
- F3This amendment is being filed to correct Item 5 of Table II, which incorrectly listed the derivative securities as acquired rather than disposed of.