SEC Form 4 · accession 0001209191-17-059815
GENOMIC HEALTH INC · GHDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Vaughn
Officer — Chief Commercial Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 8, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | M | 2,410 | $17.33 | A | 32,195 | D | |
| Common StockF1 | Nov 1, 2017 | M | 1,497 | $17.33 | A | 33,692 | D | |
| Common StockF2,F3,F4,F1 | Nov 1, 2017 | S | 2,410 | $32.5723 | D | 31,282 | D | |
| Common StockF2,F4,F5,F1 | Nov 1, 2017 | S | 1,497 | $32.5754 | D | 29,785 | D | |
| Common StockF2,F4,F6,F1 | Nov 1, 2017 | S | 1,710 | $32.5945 | D | 28,075 | D | |
| Common StockF1 | Nov 2, 2017 | M | 824 | $17.33 | A | 28,899 | D | |
| Common StockF1 | Nov 2, 2017 | M | 100 | $17.33 | A | 28,999 | D | |
| Common StockF2,F4,F7,F1 | Nov 2, 2017 | S | 824 | $32.5083 | D | 28,175 | D | |
| Common StockF2,F8,F1 | Nov 2, 2017 | S | 100 | $32.50 | D | 28,075 | D | |
| Common StockF2,F4,F9,F1 | Nov 2, 2017 | S | 455 | $32.5066 | D | 27,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F10 | $17.33 | Nov 1, 2017 | M | 2,410 | D | — | Dec 4, 2018 | Common Stock | 0 | 4,590 | D |
| Employee Stock Option (right to buy)F10 | $17.33 | Nov 1, 2017 | M | 1,497 | D | — | Dec 4, 2018 | Common Stock | 0 | 3,093 | D |
| Employee Stock Option (right to buy)F10 | $17.33 | Nov 2, 2017 | M | 824 | D | — | Dec 4, 2018 | Common Stock | 0 | 2,269 | D |
| Employee Stock Option (right to buy)F10 | $17.33 | Nov 2, 2017 | M | 100 | D | — | Dec 4, 2018 | Common Stock | 0 | 2,169 | D |
Explanation of responses
- F1Includes an aggregate of 17,374 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F10The option became exercisable as to 25% of the shares on December 4, 2009, and became exercisable as to 1/48th of the shares each full month thereafter.
- F2These sales of common stock were effected pursuant to Rule 10b5-1 sales plan adopted by the reporting person on June 8, 2017.
- F3Represents weighted average sale price. Actual sale prices ranged from $32.50 to $32.79.
- F4Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- F5Represents weighted average sale price. Actual sale prices ranged from $32.50 to $32.68.
- F6Represents weighted average sale price. Actual sale prices ranged from $32.50 to $32.85.
- F7Represents weighted average sale price. Actual sale prices ranged from $32.50 to $32.57.
- F8Represents actual sale price.
- F9Represents weighted average sale price. Actual sale prices ranged from $32.50 to $32.54.