SEC Form 4 · accession 0001209191-17-059753
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — Chairman and CEO · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 6, 2017 | M | 28,000 | $6.10 | A | 281,640 | D | |
| Common stockF2 | Nov 6, 2017 | S | 28,000 | $21.04 | D | 253,640 | D | |
| Common stock | Nov 7, 2017 | M | 7,000 | $6.10 | A | 260,640 | D | |
| Common stockF3 | Nov 7, 2017 | S | 7,000 | $21.00 | D | 253,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $6.10 | Nov 6, 2017 | M | 28,000 | D | — | Nov 18, 2021 | Common Stock | 28,000 | 42,000 | D |
| Employee Stock Option (Right to Buy)F4 | $6.10 | Nov 7, 2017 | M | 7,000 | D | — | Nov 18, 2021 | Common Stock | 7,000 | 35,000 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $21.00 to $21.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3This transaction was executed in multiple trades at prices ranging from $21.00 to $21.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F41/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on the date of grant of November 18, 2011.