Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 14, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

324 filings · trading day Nov 14, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 13, 2018 JForm 4 →	Nov 13, 5:00 pm EST	Western Gas Partners LPWES	ANADARKO PETROLEUM CORP +510% Owner	327,236	$41.42	$13,554,115	14,372,665	—
Nov 13, 2018 PForm 4 →	Nov 13, 5:15 pm EST	EMPIRE RESORTS INCNYNY	Kien Huat Realty III Ltd +110% Owner	120	$100,000.00	$12,000,000	120	—
Nov 12, 2018 MForm 4 →	Nov 14, 10:16 am EST	STRYKER CORPSYK	Glenn S BoehnleinVP, Chief Financial Officer	35,529	$50.62	$1,798,411	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:16 pm EST	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	41,375	$11.43	$472,919	372,377	—	late
Nov 12, 2018 AForm 4 →	Nov 14, 1:11 pm EST	CACI INTERNATIONAL INC /DE/CACI	Christopher Anthony VociSrVP, Corp. Controller	2,217	$180.46	$400,080	2,217	—
Nov 12, 2018 MForm 4 →	Nov 14, 1:58 pm EST	SAUL CENTERS INCBFS	John E ChapotonDirector	10,000	$38.14	$381,375	0	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:55 pm EST	Oncobiologics, Inc.ONS	Randy H ThurmanDirector	567,522	$0.613	$347,891	567,522	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:15 pm EST	NEUROCRINE BIOSCIENCES INCNBIX	Haig P. BozigianChief Development Officer	36,295	$8.66	$314,147	34,376	—	late
Nov 13, 2018 XForm 4 →	Nov 14, 6:04 am EST	CASI Pharmaceuticals, Inc.CASI	SPARKLE BYTE LTD +710% Owner	1,699,753	$0.125	$212,469	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:13 pm EST	Criteo S.A.CRTO	James WarnerDirector	25,000	$7.87	$196,750	25,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:15 pm EST	Criteo S.A.CRTO	Sharon Fox SpielmanDirector	25,000	$7.87	$196,750	25,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:16 pm EST	Criteo S.A.CRTO	Nathalie BallaDirector	25,000	$7.87	$196,750	25,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:17 pm EST	Criteo S.A.CRTO	Hubert de PesquidouxDirector	25,000	$7.87	$196,750	25,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 5:29 pm EST	Criteo S.A.CRTO	Edmond MesrobianDirector	25,000	$7.87	$196,750	25,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:14 pm EST	e.l.f. Beauty, Inc.ELF	John P. BaileyPresident and CFO	86,600	$1.84	$159,344	297,930	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:57 pm EST	WINMARK CORPWINA	Brett D HeffesCEO, Director	2,883	$54.15	$156,123	8,250	—
Nov 20, 2015 AJForm 4 →	Nov 14, 2018, 9:35 am EST	MamaMancini's Holdings, Inc.MMMB	Alfred D'AgostinoDirector	157,407	$0.9762	$153,657	25,000	—	late amended
Nov 20, 2015 AJForm 4 →	Nov 14, 2018, 9:36 am EST	MamaMancini's Holdings, Inc.MMMB	Steven R. BurnsDirector	157,407	$0.9762	$153,657	25,000	—	late amended
Nov 20, 2015 AJForm 4 →	Nov 14, 2018, 9:36 am EST	MamaMancini's Holdings, Inc.MMMB	Dean JanewayDirector	157,407	$0.9762	$153,657	25,000	—	late amended
Nov 13, 2018 MForm 4 →	Nov 14, 12:55 pm EST	FULLER H B COFUL	Traci L JensenSr.VP, Global Const. Adhesives	6,223	$23.68	$147,361	0	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:56 pm EST	Oncobiologics, Inc.ONS	Kurt J HilzingerDirector	203,851	$0.613	$124,961	203,851	—
Nov 12, 2018 MForm 4 →	Nov 13, 5:50 pm EST	BRINKER INTERNATIONAL INCEAT	Joseph G TaylorSVP & CFO	4,000	$31.23	$124,900	26,538	—
Nov 9, 2018 IMForm 4 →	Nov 13, 4:09 pm EST	CF Industries Holdings, Inc.CF	W Anthony WillPresident & CEO, Director	106,064	$52.22	$81,670	22,062	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:57 pm EST	Oncobiologics, Inc.ONS	Joerg WindischDirector	130,465	$0.613	$79,975	130,465	—
Nov 20, 2015 AJForm 4 →	Nov 14, 2018, 9:37 am EST	MamaMancini's Holdings, Inc.MMMB	Thomas G. TotoDirector	83,333	$0.955	$79,583	25,000	—	late amended
Nov 9, 2018 AForm 4 →	Nov 13, 4:59 pm EST	Oncobiologics, Inc.ONS	Pankaj MohanDirector, 10% Owner	114,157	$0.613	$69,978	114,157	—
Oct 29, 2018 JForm 4 →	Nov 13, 6:08 pm EST	BARINGS CORPORATE INVESTORSMCI	Clifford M NoreenChairman of Fund	3,839	$15.25	$58,538	198,966	—	late
Nov 9, 2018 CForm 4 →	Nov 13, 8:48 pm EST	CARVANA CO.CVNA	Paul W. BreauxSee Remarks	10,031	$4.88	$48,931	244,439	—
Nov 11, 2018 MForm 4 →	Nov 14, 9:45 am EST	CACI INTERNATIONAL INC /DE/CACI	Michael A DanielsDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 9:48 am EST	CACI INTERNATIONAL INC /DE/CACI	James Gilmore IIIDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 9:52 am EST	CACI INTERNATIONAL INC /DE/CACI	William L JewsDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 9:55 am EST	CACI INTERNATIONAL INC /DE/CACI	Gregory G JohnsonDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 9:59 am EST	CACI INTERNATIONAL INC /DE/CACI	James L PavittDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 10:09 am EST	CACI INTERNATIONAL INC /DE/CACI	Warren R PhillipsDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 10:26 am EST	CACI INTERNATIONAL INC /DE/CACI	Charles P RevoileDirector	269	$125.70	$33,813	0	—	late
Nov 11, 2018 MForm 4 →	Nov 14, 3:38 pm EST	CACI INTERNATIONAL INC /DE/CACI	William S WallaceDirector	269	$125.70	$33,813	0	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 5:24 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Richard SolowayPresident and Secretary, Director, 10% Owner	3,000	$6.41	$19,239	4,000	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:59 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Kevin S BuchelSenior Vice President, Director	2,000	$6.56	$13,120	4,000	—
Nov 7, 2018 AForm 4 →	Nov 13, 4:18 pm EST	OWENS & MINOR INC/VA/OMI	Barbara B HillDirector	1,099	$9.10	$10,001	8,370	—	late
Nov 9, 2018 CForm 4 →	Nov 13, 8:51 pm EST	CARVANA CO.CVNA	John T. McKeonController	1,433	$4.88	$6,990	18,567	—
Nov 12, 2018 MForm 4 →	Nov 13, 5:58 pm EST	NAPCO SECURITY TECHNOLOGIES, INCNSSC	Donna Anne SolowayDirector	1,000	$6.97	$6,968	2,400	—
Nov 9, 2018 MForm 4 →	Nov 13, 5:14 pm EST	TRANSACT TECHNOLOGIES INCTACT	David B PetersVP & Chief Accounting Officer	396	$10.06	$3,984	2,104	—
Nov 8, 2018 JForm 4 →	Nov 13, 6:18 pm EST	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	108	$15.24	$1,644	7,099	—	late
Nov 9, 2018 PForm 4 →	Nov 13, 4:36 pm EST	Front Yard Residential CorpRESI	Deer Park Road Management Company, LP +510% Owner	2,802	$0.2341	$656	2,802	—
Nov 8, 2018 JForm 4 →	Nov 13, 6:18 pm EST	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	34	$15.24	$522	10,382	—	late
Nov 8, 2018 JForm 4 →	Nov 13, 6:18 pm EST	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	24	$15.24	$361	33,297	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:00 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Scott W SeelbachOther	545	—	—	10,497	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:02 pm EST	Tribune Publishing CoTPCO	Michael Norman LaveyController/Chief Acctg Officer	1,875	—	—	5,625	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:02 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	205	—	—	567	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:03 pm EST	HEXCEL CORP /DE/HXL	Jeffrey A GravesDirector	29	—	—	300	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:03 pm EST	HUBSPOT INCHUBS	Ronald S GillDirector	4,140	—	—	12,413	—
Nov 8, 2018 GForm 4 →	Nov 13, 4:03 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	205	—	—	567	—	late
Nov 8, 2018 CForm 4 →	Nov 13, 4:05 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Mitchell JacobsonDirector, 10% Owner	100,000	—	—	1,752,121	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:06 pm EST	HEXCEL CORP /DE/HXL	Guy C HacheyDirector	27	—	—	1,605	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:07 pm EST	AMERICAN FINANCIAL GROUP INCAFG	Michelle A GillisSenior Vice President	4,500	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 4:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	205	—	—	712	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:08 pm EST	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	22,945	—	—	22,945	—
Nov 8, 2018 GForm 4 →	Nov 13, 4:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	614	—	—	13,997	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	204	—	—	13,997	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:09 pm EST	CABOT CORPCBT	John R DoubmanSenior Vice President	18,356	—	—	18,356	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:09 pm EST	ANGI Homeservices Inc.ANGI	Craig M. SmithPresident & COO	447,177	—	—	447,177	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	614	—	—	13,997	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:09 pm EST	ANGI Homeservices Inc.ANGI	William B. RidenourCEO	838,457	—	—	838,457	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:09 pm EST	CABOT CORPCBT	Hobart KalksteinSenior Vice President	24,475	—	—	24,475	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:10 pm EST	HEXCEL CORP /DE/HXL	Kimberly A. HendricksSee Remarks	9	—	—	641	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:10 pm EST	LIFETIME BRANDS, INCLCUT	Ronald ShiftanVice Chairman of Board & COO, Director	15,000	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 4:10 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	1,262	—	—	35,628	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:11 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	1,262	—	—	35,628	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:11 pm EST	JPMORGAN CHASE & COJPM	Mary E. ErdoesCEO Asset Management	100,000	—	—	0	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:11 pm EST	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	137,674	—	—	137,674	—
Nov 8, 2018 CForm 4 →	Nov 13, 4:11 pm EST	WORKIVA INCWK	Jeff D TromExecutive VP & CTO, 10% Owner	136,888	—	—	1,744,645	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:11 pm EST	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	203	—	—	1,467	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:12 pm EST	CF Industries Holdings, Inc.CF	Bert A FrostSr.VP, Sales,Mkt Dev Supp Chn	1,900	—	—	27,600	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	613	—	—	10,895	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:12 pm EST	CABOT CORPCBT	Erica McLaughlinSenior Vice President, CFO	23,710	—	—	23,710	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:13 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne PullumHead of Strategy and CAO	9	—	—	99	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 4:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lauran RankinOther	613	—	—	10,895	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:15 pm EST	HP INCHPQ	Kim M RiveraChief Legal Officer, GC & Sec	86,738	—	—	0	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:15 pm EST	HEXCEL CORP /DE/HXL	Robert George HennemuthSee Remarks	13	—	—	2,285	—
Nov 7, 2018 AForm 4 →	Nov 13, 4:15 pm EST	ICHOR HOLDINGS, LTD.ICHR	John H KispertDirector	9,358	—	—	9,358	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 4:16 pm EST	Zoetis Inc.ZTS	Kristin C PeckExecutive Vice President	7,500	—	—	253,658	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:16 pm EST	CommScope Holding Company, Inc.COMM	Marvin S Edwards Jr.President and CEO, Director	30,000	—	—	29,147	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:16 pm EST	BOSTON SCIENTIFIC CORPBSX	Eric Francis Yves ThepautSVP & Pres, Eur, Mid-East, Afr	23,458	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:17 pm EST	NU SKIN ENTERPRISES INCNUS	D Matthew DornyGeneral Counsel	2,500	—	—	73,100	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:19 pm EST	HEXCEL CORP /DE/HXL	Gail E LehmanSee Remarks	10	—	—	2,117	—
Aug 15, 2018 MForm 4/A →	Nov 13, 4:19 pm EST	Lumentum Holdings Inc.LITE	Samuel F ThomasDirector	3,282	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:19 pm EST	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	70	—	—	661	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:20 pm EST	HEXCEL CORP /DE/HXL	Thierry MerlotSee Remarks	7	—	—	1,345	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:20 pm EST	CommScope Holding Company, Inc.COMM	Frank M DrendelDirector	100,000	—	—	410,811	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:23 pm EST	Verisk Analytics, Inc.VRSK	Mark V AnquillareEVP and COO	53,125	—	—	53,125	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:23 pm EST	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	129	—	—	901	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:23 pm EST	HEXCEL CORP /DE/HXL	David L PughDirector	27	—	—	1,605	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:24 pm EST	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	374	—	—	4,919	—	late
Aug 15, 2018 MForm 4/A →	Nov 13, 4:25 pm EST	Lumentum Holdings Inc.LITE	Brian LillieDirector	3,282	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:26 pm EST	Nuvectra CorpNVTR	Walter Z BergerCFO	1,036	—	—	30,232	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:26 pm EST	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	796	—	—	13,322	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:27 pm EST	WILLIS TOWERS WATSON PLCWLTW	Joseph GunnHead of North America	39	—	—	434	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 4:27 pm EST	Nuvectra CorpNVTR	Jennifer KosharekPrincipal Accounting Officer	442	—	—	5,951	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:27 pm EST	MCDERMOTT INTERNATIONAL INCMDR	Christopher A KrummelVP, Finance and Chief Acct Off	1,060	—	—	1,060	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:27 pm EST	HEXCEL CORP /DE/HXL	Brett Raymond SchneiderPresident, Global Fibers	4	—	—	706	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:28 pm EST	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	38	—	—	116	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:29 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Richard J EmmettChief Legal and HR Officer	5,000	—	—	43,677	—
Nov 13, 2018 MForm 4 →	Nov 13, 4:29 pm EST	MCDERMOTT INTERNATIONAL INCMDR	L Richard FluryDirector	7,197	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:29 pm EST	WILLIS TOWERS WATSON PLCWLTW	Matthew FurmanGeneral Counsel	38	—	—	371	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:30 pm EST	HEXCEL CORP /DE/HXL	Catherine A SueverDirector	4	—	—	1,605	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:30 pm EST	CARTERS INCCRI	Michael Dennis CaseyChairman and CEO, Director	25,000	—	—	25,000	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:30 pm EST	CytoDyn Inc.CYDY	Carl DockeryDirector	250,000	—	—	250,000	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:30 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	2,337	—	—	299,385	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:31 pm EST	DENNYS CORPDENN	F Mark WolfingerEVP, Chief Admin Officer & CFO, Director	7,500	—	—	36,500	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:31 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	133	—	—	841	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:32 pm EST	O REILLY AUTOMOTIVE INCORLY	Jeffrey Alan LauroSVP OF INFORMATION TECHNOLOGY	12,526	—	—	4,175	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:32 pm EST	HEXCEL CORP /DE/HXL	Timothy SwordsPresident, Industrial	5	—	—	849	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:32 pm EST	CytoDyn Inc.CYDY	Scott A. KellyDirector	250,000	—	—	250,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:33 pm EST	CytoDyn Inc.CYDY	Nader PourhassanPresident and CEO, Director	1,000,000	—	—	1,000,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:33 pm EST	BWX Technologies, Inc.BWXT	Rex D GevedenPresident and CEO, Director	6,716	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 4:33 pm EST	Voya Financial, Inc.VOYA	Margaret M. ParentSee Remarks	16,226	—	—	33,085	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:33 pm EST	ETSY INCETSY	Linda F KozlowskiChief Operating Officer	60,000	—	—	129,599	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:34 pm EST	ESTEE LAUDER COMPANIES INCEL	Carl P. HaneyEVP-Global R&D	12,898	—	—	8,950	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 4:35 pm EST	HD Supply Holdings, Inc.HDS	Bradley PaulsenPres, HDS Facilities Main	677	—	—	1,354	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:35 pm EST	DelMar Pharmaceuticals, Inc.DMPI	John K BellDirector	40,000	—	—	40,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:35 pm EST	TELEFLEX INCTFX	Thomas E PowellExecutive Vice President & CFO	5,200	—	—	15,824	—
Nov 9, 2018 AForm 4 →	Nov 13, 4:36 pm EST	GENERAL DYNAMICS CORPGD	James S CrownDirector	15	—	—	3,032	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:37 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	4,072	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:37 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Robert HoffmanDirector	40,000	—	—	40,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:37 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Anthony Scott PraillChief Financial Officer	100,000	—	—	100,000	—	late
Nov 12, 2018 CMForm 4 →	Nov 13, 4:38 pm EST	FITBIT INCFIT	Andy MissanEVP, General Counsel, Sect.	22,500	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:38 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Robert Joseph Toth Jr.Director	40,000	—	—	40,000	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 4:38 pm EST	HEXCEL CORP /DE/HXL	Patrick WinterlichEVP, CFO	16	—	—	2,196	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:38 pm EST	AMERISOURCEBERGEN CORPABC	Gina ClarkExecutive Vice President	1,425	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:39 pm EST	ETSY INCETSY	Jill SimeoneGeneral Counsel & Secretary	29,701	—	—	38,189	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:39 pm EST	Alarm.com Holdings, Inc.ALRM	Steve ValenzuelaChief Financial Officer	11,000	—	—	39,000	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:39 pm EST	NEW YORK TIMES CONYT	R Anthony BentenSVP, Treasurer & Controller	11,015	—	—	0	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 4:40 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Lynda Sarah CranstonDirector	40,000	—	—	40,000	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 4:40 pm EST	LAMAR ADVERTISING CO/NEWLAMR	Keith A IstreChief Financial Officer	20,791	—	—	4,209	—
Nov 8, 2018 AForm 4 →	Nov 13, 4:40 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Napoleone FerraraDirector	40,000	—	—	40,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:40 pm EST	AMERISOURCEBERGEN CORPABC	James F Cleary Jr.Executive Vice President	458	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:42 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	13,640	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:42 pm EST	ETSY INCETSY	M Michele BurnsDirector	10,000	—	—	46,647	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 4:43 pm EST	REGIS CORPRGS	Jim Brian LainEVP & Chief Operating Officer	2,173	—	—	4,346	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:44 pm EST	Intercontinental Exchange, Inc.ICE	Scott A HillChief Financial Officer	11,272	—	—	23,753	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:44 pm EST	AMERISOURCEBERGEN CORPABC	Dale DanilewitzExecutive Vice President	2,647	—	—	0	—
Nov 8, 2018 ADForm 4 →	Nov 13, 4:45 pm EST	NATIONAL HEALTHCARE CORPNHC	Lawrence C TuckerDirector	51,400	—	—	7,500	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 4:46 pm EST	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	980	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 4:48 pm EST	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	588	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:48 pm EST	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	4,072	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:49 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	1,692	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 4:51 pm EST	Viacom Inc.VIA, VIAB	Robert M BakishPresident and CEO, Director	12,826	—	—	25,651	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:51 pm EST	AMERISOURCEBERGEN CORPABC	Robert P. MauchExecutive Vice President	3,664	—	—	0	—
Nov 8, 2018 ADForm 4 →	Nov 13, 4:51 pm EST	NATIONAL HEALTHCARE CORPNHC	James Paul AbernathyDirector	47,852	—	—	7,500	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 4:52 pm EST	CarGurus, Inc.CARG	Samuel ZalesChief Operating Officer	15,000	—	—	122,782	—
Nov 12, 2018 JForm 4 →	Nov 13, 4:53 pm EST	Southcross Energy Partners, L.P.SXE	Southcross Holdings LP +6Director, 10% Owner	338,034	—	—	19,652,831	—
Nov 9, 2018 MForm 4 →	Nov 13, 4:53 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutChief Executive Officer, Director	44,562	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:55 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Young KwonSVP, Corporate Development	1,409	—	—	12,685	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:56 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Craig A WheelerPresident & CEO, Director	5,782	—	—	52,031	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:56 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Jo Ann BeltramelloChief HR and Inf. Officer	1,345	—	—	12,108	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:57 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Ian FierChief Mfg and Program Officer	712	—	—	6,413	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 4:57 pm EST	GILEAD SCIENCES INCGILD	John G McHutchisonChief Scientific Off/HeadR&D	1,465	—	—	1,465	—
Nov 8, 2018 ADForm 4 →	Nov 13, 4:57 pm EST	NATIONAL HEALTHCARE CORPNHC	W Andrew AdamsDirector	75,000	—	—	7,500	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 4:57 pm EST	MOMENTA PHARMACEUTICALS INCMNTA	Anthony M. ManningChief Scientific Officer	750	—	—	6,750	—	late
Nov 12, 2018 AForm 4 →	Nov 13, 4:57 pm EST	NOODLES & CoNDLS	Kenneth J. KuickChief Financial Officer	23,110	—	—	23,110	—
Nov 8, 2018 MForm 4 →	Nov 13, 4:59 pm EST	GARTNER INCIT	Kendall B DavisEVP, Products and Services	18,905	—	—	0	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 5:01 pm EST	EPR PROPERTIESEPR	Gregory K SilversPresident & CEO, Director	4,054	—	—	37,725	—
Nov 8, 2018 AForm 4 →	Nov 13, 5:01 pm EST	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	136	—	—	982	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:01 pm EST	SERVICE CORP INTERNATIONALSCI	Elisabeth G. NashSr. V.P. Operations Services	53,600	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 5:02 pm EST	MARKETAXESS HOLDINGS INCMKTX	Richard M McVeyChairman & CEO, Director	186,266	—	—	19,800	—	late
Nov 8, 2018 ADForm 4 →	Nov 13, 5:03 pm EST	NATIONAL HEALTHCARE CORPNHC	Robert G AdamsDirector	22,510	—	—	5,480	—	late
Nov 11, 2018 AMForm 4 →	Nov 13, 5:03 pm EST	GAP INCGPS	Tracy GardnerDirector	5,997	—	—	16,408	—
Nov 9, 2018 MForm 4 →	Nov 13, 5:07 pm EST	OUTFRONT Media Inc.OUT	Andrew SriubasChief Commercial Officer	8,850	—	—	17,702	—
Nov 8, 2018 MForm 4 →	Nov 13, 5:08 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Yakob LiawatidewiSVP Corp Admin Center	15,807	—	—	0	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:09 pm EST	BOEING COBA	Jenette E RamosSVP, Mfg, Supply Chain & Opera	1,640	—	—	2,000	—
Nov 8, 2018 MForm 4 →	Nov 13, 5:09 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	William J PetersCFO, SVP & Treasurer	29,800	—	—	69,600	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:12 pm EST	LiveRamp Holdings, Inc.RAMP	James F. ArraPRESIDENT AND CCO	110,009	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 5:15 pm EST	QUALYS, INC.QLYS	Bruce K PoseyVP, GC and Corp. Sec.	2,000	—	—	17,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:16 pm EST	Intrepid Potash, Inc.IPI	James N WhyteEVP	57,500	—	—	115,000	—
Nov 8, 2018 MForm 4 →	Nov 13, 5:16 pm EST	LPL Financial Holdings Inc.LPLA	George Burton WhiteManaging Director	26,108	—	—	23,892	—	late
Nov 8, 2018 ADForm 4 →	Nov 13, 5:16 pm EST	NATIONAL HEALTHCARE CORPNHC	Ernest G Burgess IIIDirector	60,000	—	—	7,500	—	late
Nov 13, 2018 MForm 4 →	Nov 13, 5:17 pm EST	Casa Systems IncCASA	Joseph S Tibbetts Jr.Director	13,460	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 13, 5:17 pm EST	QUALYS, INC.QLYS	Sumedh S ThakarChief Product Officer	1,600	—	—	22,211	—
Nov 9, 2018 MForm 4 →	Nov 13, 5:21 pm EST	ATN International, Inc.ATNI	Justin D BenincasaCFO	42,821	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 5:22 pm EST	GAP INCGPS	Brent HyderEVP & Chief People Officer	2,750	—	—	127,350	—
Nov 13, 2018 JForm 4 →	Nov 13, 5:22 pm EST	CONDUENT IncCNDT	Carl C Icahn +310% Owner	1	—	—	1	—
Nov 8, 2018 ADForm 4 →	Nov 13, 5:22 pm EST	NATIONAL HEALTHCARE CORPNHC	Emil E HassanDirector	75,000	—	—	7,500	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 5:23 pm EST	SUTRO BIOPHARMA, INC.STRO	Shalini SharpDirector	26,033	—	—	26,033	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 5:25 pm EST	CHEGG, INCCHGG	Daniel RosensweigPRESIDENT, CEO & CHAIRMAN, Director	150,000	—	—	65,082	—
Nov 8, 2018 ADForm 4 →	Nov 13, 5:25 pm EST	NATIONAL HEALTHCARE CORPNHC	Richard F Laroche Jr.Director	75,000	—	—	7,500	—	late
Nov 8, 2018 CForm 4 →	Nov 13, 5:27 pm EST	SMARTSHEET INCSMAR	Geoffrey T BarkerDirector	87,500	—	—	1,444,080	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:30 pm EST	PGT Innovations, Inc.PGTI	Richard D FeintuchDirector	51,695	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 13, 5:32 pm EST	Regulus Therapeutics Inc.RGLS	Pascale WitzDirector	15,833	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 13, 5:32 pm EST	Regulus Therapeutics Inc.RGLS	Hugh RosenDirector	19,245	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 13, 5:33 pm EST	Regulus Therapeutics Inc.RGLS	William H RastetterDirector	23,258	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 13, 5:35 pm EST	Regulus Therapeutics Inc.RGLS	Kathryn J CollierDirector	16,874	—	—	0	—
Nov 12, 2018 DForm 4 →	Nov 13, 5:35 pm EST	Regulus Therapeutics Inc.RGLS	David BaltimoreDirector	40,339	—	—	0	—
Nov 8, 2018 AMForm 4 →	Nov 13, 5:38 pm EST	EXTREME NETWORKS INCEXTR	Charles CarinalliDirector	40,360	—	—	25,487	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:39 pm EST	Rimini Street, Inc.RMNI	Sebastian GradyPresident	3,882	—	—	26,118	—
Nov 8, 2018 AMForm 4 →	Nov 13, 5:41 pm EST	EXTREME NETWORKS INCEXTR	Edward H KennedyDirector	40,360	—	—	25,487	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 5:41 pm EST	EXTREME NETWORKS INCEXTR	Raj KhannaDirector	40,360	—	—	25,487	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 5:41 pm EST	EXTREME NETWORKS INCEXTR	John C ShoemakerDirector	40,360	—	—	25,487	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 5:41 pm EST	EXTREME NETWORKS INCEXTR	Kathleen M HolmgrenDirector	40,360	—	—	25,487	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 5:42 pm EST	EXTREME NETWORKS INCEXTR	Maryam Alexandrian-AdamsDirector	11,491	—	—	0	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 5:47 pm EST	SEMPRA ENERGYSRE	Debra L ReedChairman, Director	27,300	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 5:48 pm EST	ASURE SOFTWARE INCASUR	Bradford Scovill OberwagerDirector	10,000	—	—	10,000	—	late amended
Nov 9, 2018 MForm 4 →	Nov 13, 5:52 pm EST	SBA COMMUNICATIONS CORPSBAC	George R Krouse Jr.Director	1,538	—	—	770	—
Nov 12, 2018 MForm 4 →	Nov 13, 5:53 pm EST	CDW CorpCDW	Frederick J. KulevichSee Remarks	2,421	—	—	4,842	—
Nov 8, 2018 MForm 4 →	Nov 13, 5:55 pm EST	SBA COMMUNICATIONS CORPSBAC	Mark R CiarfellaEVP - Operations	8,377	—	—	25,131	—	late
Nov 9, 2018 CForm 4 →	Nov 13, 6:00 pm EST	Tableau Software IncDATA	Elissa FinkChief Marketing Officer	5,000	—	—	16,920	—
Nov 9, 2018 CMForm 4 →	Nov 13, 6:00 pm EST	Tableau Software IncDATA	John McAdamDirector	45,000	—	—	0	—
Nov 12, 2018 JForm 4 →	Nov 13, 6:01 pm EST	ADIAL PHARMACEUTICALS, INC.ADIL	Bankole A. JohnsonDirector, 10% Owner	52,800	—	—	17,600	—
Nov 12, 2018 JForm 4 →	Nov 13, 6:05 pm EST	ADIAL PHARMACEUTICALS, INC.ADIL	William B. Stilley IIIChief Executive Officer, Director, 10% Owner	110,400	—	—	36,800	—
Nov 9, 2018 AForm 4 →	Nov 13, 6:06 pm EST	CDK Global, Inc.CDK	Brian M KrzanichCEO / President, Director	299,473	—	—	152,068	—
Nov 12, 2018 CMForm 4 →	Nov 13, 6:07 pm EST	Tableau Software IncDATA	Jr Elliott H JurgensenDirector	9,000	—	—	0	—
Nov 9, 2018 CForm 4 →	Nov 13, 6:07 pm EST	Tableau Software IncDATA	Christian ChabotCo-Founder and Chairman, Director	400,000	—	—	2,706,250	—
Nov 9, 2018 CForm 4 →	Nov 13, 6:07 pm EST	Tableau Software IncDATA	Pat HanrahanChief Scientist and Co-Founder, Director	25,073	—	—	6,929,762	—
Nov 9, 2018 CForm 4 →	Nov 13, 6:07 pm EST	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	380,000	—	—	1,520,625	—
Nov 8, 2018 CForm 4 →	Nov 13, 6:12 pm EST	Easterly Government Properties, Inc.DEA	William C. TrimblePresident & CEO, Director	9,000	—	—	730,636	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 6:13 pm EST	RESMED INCRMD	David PendarvisChief Administrative Officer	1,717	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 6:17 pm EST	VERACYTE, INC.VCYT	Bonnie H AndersonChairman and CEO, Director	23,305	—	—	6,695	—
Nov 8, 2018 AMForm 4 →	Nov 13, 6:18 pm EST	TRIMBLE INC.TRMB	Robert G PainterCFO	22,938	—	—	3,188	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 6:18 pm EST	TRIMBLE INC.TRMB	Julie A ShepardVice President	6,459	—	—	1,394	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 6:18 pm EST	MCKESSON CORPMCK	Britt J. VitaloneEVP & Chief Financial Officer	19,112	—	—	19,112	—
Nov 8, 2018 AForm 4 →	Nov 13, 6:19 pm EST	TRIMBLE INC.TRMB	Bryn FosburghVice President	14,128	—	—	14,128	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 6:19 pm EST	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	17,758	—	—	3,740	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 6:20 pm EST	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	17,758	—	—	3,740	—	late
Nov 8, 2018 AMForm 4 →	Nov 13, 6:20 pm EST	TRIMBLE INC.TRMB	James A KirklandSenior Vice President	16,886	—	—	4,012	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 6:20 pm EST	MCKESSON CORPMCK	Lori A. SchechterEVP, GC & Chief Compl. Officer	19,112	—	—	19,112	—
Nov 8, 2018 AMForm 4 →	Nov 13, 6:21 pm EST	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	73,285	—	—	20,978	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 6:22 pm EST	MCKESSON CORPMCK	Bansi NagjiEVP, Chief Strategy & BD Off	19,112	—	—	19,112	—
Nov 10, 2018 MForm 4 →	Nov 13, 6:22 pm EST	Super Micro Computer, Inc.SMCI	Liang Chiu-Chu Sara LiuSenior VP & Treasurer, Director, 10% Owner	253	—	—	1,267	—
Nov 8, 2018 CForm 4 →	Nov 13, 6:22 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	219,188	—	—	4,216,572	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 6:26 pm EST	Super Micro Computer, Inc.SMCI	Charles LiangPresident and CEO, Director, 10% Owner	253	—	—	1,267	—
Nov 8, 2018 MForm 4 →	Nov 13, 6:27 pm EST	GENOMIC HEALTH INCGHDX	Fred E CohenDirector	10,000	—	—	0	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:28 pm EST	TAPESTRY, INC.TPR	Darrell CavensDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:28 pm EST	TAPESTRY, INC.TPR	David M DentonDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:28 pm EST	TAPESTRY, INC.TPR	Anne GatesDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:28 pm EST	TAPESTRY, INC.TPR	Andrea GuerraDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:28 pm EST	TAPESTRY, INC.TPR	Susan J KropfDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:29 pm EST	TAPESTRY, INC.TPR	Ivan MenezesDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:29 pm EST	TAPESTRY, INC.TPR	Jide James ZeitlinDirector	7,712	—	—	7,712	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 6:29 pm EST	GENOMIC HEALTH INCGHDX	James J VaughnChief Commercial Officer	3,000	—	—	36,772	—	late
Nov 11, 2018 MForm 4 →	Nov 13, 6:38 pm EST	SCIENTIFIC GAMES CORPSGMS	Michael QuartieriEVP, CFO, Treas & Corp Sec	6,081	—	—	6,081	—
Nov 12, 2018 JForm 4 →	Nov 13, 6:47 pm EST	ADIAL PHARMACEUTICALS, INC.ADIL	James W. Newman Jr.Director	336,000	—	—	92,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 6:47 pm EST	SL GREEN REALTY CORPSLG	John H Alschuler Jr.Director	174	—	—	14,091	—
Nov 9, 2018 AForm 4 →	Nov 13, 6:48 pm EST	SL GREEN REALTY CORPSLG	John S LevyDirector	628	—	—	54,392	—
Nov 9, 2018 AForm 4 →	Nov 13, 6:49 pm EST	SL GREEN REALTY CORPSLG	Lauren B. DillardDirector	295	—	—	7,822	—
Nov 12, 2018 JForm 4 →	Nov 13, 6:49 pm EST	ADIAL PHARMACEUTICALS, INC.ADIL	Kevin SchuylerDirector, 10% Owner	846,600	—	—	162,200	—
Oct 31, 2018 CForm 4 →	Nov 13, 6:49 pm EST	PetIQ, Inc.PETQ	McCord ChristensenChief Executive Officer, Director	20,000	—	—	488,055	—	late
Oct 31, 2018 CForm 4 →	Nov 13, 6:50 pm EST	PetIQ, Inc.PETQ	Will SantanaExecutive Vice President, Director	30,000	—	—	1,276,833	—	late
Nov 13, 2018 MForm 4 →	Nov 13, 7:01 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	21,576	—
Nov 13, 2018 GForm 4 →	Nov 13, 7:03 pm EST	Prologis, Inc.PLD	Philip L HawkinsDirector	1,500	—	—	543,887	—
Nov 13, 2018 MForm 4 →	Nov 13, 7:03 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,710	—	—	114,217	—
Nov 12, 2018 MForm 4 →	Nov 13, 7:05 pm EST	CERUS CORPCERS	Kevin Dennis GreenChief Financial Officer	2,783	—	—	13,918	—
Nov 9, 2018 MForm 4 →	Nov 13, 7:05 pm EST	OCLARO, INC.OCLR	Greg DoughertyChief Executive Officer	1,447	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 13, 7:05 pm EST	OCLARO, INC.OCLR	Joel A Smith IIIDirector	1,447	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 7:15 pm EST	Prologis, Inc.PLD	Gary E AndersonCEO, Europe and Asia	22,500	—	—	409,979	—
Nov 8, 2018 MForm 4 →	Nov 13, 7:16 pm EST	ACI WORLDWIDE, INC.ACIW	Philip G HeasleyCEO and President, Director	100,000	—	—	0	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 7:18 pm EST	Alphabet Inc.GOOG	David C DrummondSVP, Corporate Development	5,690	—	—	5,688	—
Nov 11, 2018 AForm 4 →	Nov 13, 7:25 pm EST	PUMA BIOTECHNOLOGY, INC.PBYI	Maximo F NouguesChief Financial Officer	90,000	—	—	90,000	—
Nov 10, 2018 MForm 4 →	Nov 13, 7:25 pm EST	Telenav, Inc.TNAV	Douglas S MillerDirector	16,625	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 7:28 pm EST	Telenav, Inc.TNAV	Randy L. OrtizDirector	16,625	—	—	0	—
Oct 17, 2018 MForm 4 →	Nov 13, 7:33 pm EST	Vectrus, Inc.VEC	David HathawaySVP, Programs	1,386	—	—	2,769	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 7:34 pm EST	Telenav, Inc.TNAV	Wes CumminsDirector	16,625	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 7:38 pm EST	Telenav, Inc.TNAV	Karen C FrancisDirector	16,625	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 7:42 pm EST	Telenav, Inc.TNAV	Ken XieDirector	16,625	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 7:56 pm EST	DEAN FOODS CODF	Helen McCluskeyDirector	295	—	—	295	—	amended
Nov 10, 2018 MForm 4 →	Nov 13, 7:58 pm EST	DEAN FOODS CODF	B Craig OwensDirector	295	—	—	295	—	amended
Nov 8, 2018 MForm 4 →	Nov 13, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	548,100	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 8:17 pm EST	SCANSOURCE, INC.SCSC	Michael L BaurCEO, Director	26,428	—	—	26,586	—
Nov 9, 2018 AForm 4 →	Nov 13, 8:27 pm EST	Arista Networks, Inc.ANET	John F McCoolChief Platform Officer	5,000	—	—	3,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 8:28 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	6,000	—	—	3,500	—
Nov 5, 2018 MForm 4 →	Nov 13, 8:32 pm EST	FIVE PRIME THERAPEUTICS INCFPRX	Lewis T WilliamsExecutive Chairman, Director	91,217	—	—	0	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 8:35 pm EST	Arista Networks, Inc.ANET	Ita M BrennanSenior Vice President, CFO	6,000	—	—	3,500	—
Nov 9, 2018 AForm 4 →	Nov 13, 8:36 pm EST	Arista Networks, Inc.ANET	Anshul SadanaChief Customer Officer	10,000	—	—	6,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 8:36 pm EST	Arista Networks, Inc.ANET	Kenneth DudaCTO and SVP Software Eng.	8,000	—	—	5,000	—
Nov 8, 2018 AForm 4 →	Nov 13, 8:37 pm EST	Eventbrite, Inc.EB	Jane LauderDirector	2,917	—	—	2,917	—	late
Nov 12, 2018 AForm 4 →	Nov 13, 8:40 pm EST	R F INDUSTRIES LTDRFIL	Gerald T GarlandDirector	6,600	—	—	6,600	—
Nov 12, 2018 AForm 4 →	Nov 13, 8:45 pm EST	R F INDUSTRIES LTDRFIL	William ReynoldsDirector	6,600	—	—	6,600	—
Nov 9, 2018 MForm 4 →	Nov 13, 8:46 pm EST	NEOGENOMICS INCNEO	Jennifer BallietVP and Chief Culture Officer	68,333	—	—	16,667	—
Nov 12, 2018 AForm 4 →	Nov 13, 8:49 pm EST	R F INDUSTRIES LTDRFIL	Edward Joseph BenoitDirector	6,600	—	—	6,600	—
Nov 9, 2018 CForm 4 →	Nov 13, 8:50 pm EST	CARVANA CO.CVNA	Benjamin E. HustonChief Operating Officer	16,250	—	—	846,250	—
Nov 9, 2018 CForm 4 →	Nov 13, 8:50 pm EST	CARVANA CO.CVNA	Mark W. JenkinsChief Financial Officer	16,250	—	—	846,250	—
Nov 9, 2018 CForm 4 →	Nov 13, 8:50 pm EST	CARVANA CO.CVNA	Ryan S. KeetonChief Brand Officer	12,500	—	—	381,250	—
Nov 12, 2018 AForm 4 →	Nov 13, 8:53 pm EST	R F INDUSTRIES LTDRFIL	Marvin FinkDirector	6,600	—	—	6,600	—
Nov 12, 2018 AForm 4 →	Nov 13, 8:55 pm EST	R F INDUSTRIES LTDRFIL	Howard F HillDirector	6,600	—	—	6,600	—
Nov 10, 2018 MForm 4 →	Nov 13, 9:11 pm EST	Telenav, Inc.TNAV	Samuel ChenDirector	16,625	—	—	0	—
Nov 8, 2018 AForm 4/A →	Nov 14, 7:57 am EST	ASURE SOFTWARE INCASUR	Bradford Scovill OberwagerDirector	10,000	—	—	10,000	—
Nov 13, 2018 MForm 4 →	Nov 14, 10:00 am EST	HARTE HANKS INCHHS	Jon C BiroChief Financial Officer	8,000	—	—	16,000	—
Nov 12, 2018 MForm 4 →	Nov 14, 10:07 am EST	MCDONALDS CORPMCD	Christopher J KempczinskiPresident, McDonald's USA	2,230	—	—	0	—
Sep 30, 2018 AMForm 4 →	Nov 14, 10:59 am EST	PROCTER & GAMBLE CoPG	Valarie L SheppardSr VP, Comptroller & Treasurer	40,908	—	—	0	—	late
Nov 12, 2018 JForm 4 →	Nov 14, 11:21 am EST	Southcross Energy Partners, L.P.SXE	EIG BBTS Holdings, LLC +810% Owner	338,034	—	—	19,652,831	—
Aug 17, 2018 XForm 4 →	Nov 14, 12:20 pm EST	PARK CITY GROUP INCPCYG	Robert W AllenDirector	25,581	—	—	0	—	late
Nov 13, 2018 MForm 4 →	Nov 14, 12:34 pm EST	PROCTER & GAMBLE CoPG	Price MatthewPresident - Greater China SMO	32,324	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 14, 12:41 pm EST	Baker Hughes a GE CoBHGE	Martin S CraigheadDirector	3,427	—	—	0	—	late
Nov 13, 2018 MForm 4 →	Nov 14, 12:44 pm EST	MARRIOTT INTERNATIONAL INC /MD/MAR	Eric HippeauDirector	6,410	—	—	0	—
Nov 13, 2018 MForm 4 →	Nov 14, 12:45 pm EST	PROCTER & GAMBLE CoPG	Juan Fernando PosadaPresident - LA SMO	10,606	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 14, 1:14 pm EST	WESTLAKE CHEMICAL CORPWLK	Albert ChaoPresident & CEO, Director, 10% Owner	63,973	—	—	91,919	—
Nov 12, 2018 MForm 4 →	Nov 14, 1:30 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Julie R. TaylorCorporate VP and CHRO	2,461	—	—	0	—
Sep 30, 2018 AMForm 4 →	Nov 14, 2:00 pm EST	PROCTER & GAMBLE CoPG	Marc S. PritchardChief Brand Officer	31,297	—	—	0	—	late
Nov 12, 2018 MForm 4 →	Nov 14, 2:17 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael A KellyDirector	2,600	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 14, 2:27 pm EST	SVB FINANCIAL GROUPSIVB	Michael L DreyerChief Operations Officer	2,016	—	—	2,016	—
Nov 7, 2018 AForm 4 →	Nov 14, 2:50 pm EST	AGENUS INCAGEN	Allison M Jeynes-EllisDirector	75,000	—	—	75,000	—	late
Nov 7, 2018 AForm 4 →	Nov 14, 2:52 pm EST	AGENUS INCAGEN	Jennifer BuellChief Operating Officer	130,000	—	—	130,000	—	late
Sep 30, 2018 AMForm 4 →	Nov 14, 3:05 pm EST	PROCTER & GAMBLE CoPG	Carolyn M TastadGroup President - NA SMO	9,403	—	—	6,603	—	late
Nov 12, 2018 JForm 4 →	Nov 14, 3:05 pm EST	Southcross Energy Partners, L.P.SXE	TW Southcross Aggregator LP +910% Owner	338,034	—	—	19,652,831	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:18 pm EST	ATN International, Inc.ATNI	William F KreisherSenior VP, Corporate Dev	20,000	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:19 pm EST	COCA COLA COKO	James L DinkinsSenior Vice President	10,000	—	—	20,118	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:20 pm EST	BYLINE BANCORP, INC.BY	Donald J MeyerEVP of Comm Banking	900	—	—	16,596	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:23 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	2,000	—	—	123,000	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:28 pm EST	COCA COLA COKO	Beatriz R PerezSenior Vice President	10,000	—	—	21,742	—
Nov 14, 2018 MForm 4 →	Nov 14, 3:30 pm EST	PROCTER & GAMBLE CoPG	Gary A CoombePresident-Global Grooming	10,992	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:34 pm EST	COCA COLA COKO	Brian John SmithOther	60,000	—	—	117,808	—
Nov 13, 2018 MForm 4 →	Nov 14, 3:35 pm EST	National Western Life Group, Inc.NWLI	E Douglas McLeodDirector	1,000	—	—	0	—
Nov 14, 2018 MForm 4 →	Nov 14, 3:39 pm EST	PROCTER & GAMBLE CoPG	Shailesh JejurikarPresident - Global Fabric Care	7,210	—	—	10,000	—
Nov 12, 2018 MForm 4 →	Nov 14, 3:44 pm EST	COCA COLA COKO	Kathy N WallerExecutive VP, CFO	88,400	—	—	0	—
Nov 13, 2018 MForm 4 →	Nov 14, 3:44 pm EST	AGCO CORP /DEAGCO	Andrew H BeckSr. VP and CFO	14,200	—	—	0	—
Nov 5, 2018 MForm 4/A →	Nov 14, 3:46 pm EST	EDGEWELL PERSONAL CARE CoEPC	John N HillChief Human Resources Officer	1,309	—	—	1,309	—
Nov 13, 2018 MForm 4 →	Nov 14, 3:49 pm EST	EDGEWELL PERSONAL CARE CoEPC	John N HillChief Human Resources Officer	849	—	—	1,698	—	amended
Nov 12, 2018 AForm 4 →	Nov 14, 3:50 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Kevin P KnightExecutive Chairman, Director	91,268	—	—	54,761	—
Nov 12, 2018 AForm 4 →	Nov 14, 3:52 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Gary J KnightVice Chairman, Director	24,338	—	—	14,603	—
Nov 12, 2018 AForm 4 →	Nov 14, 3:53 pm EST	Knight-Swift Transportation Holdings Inc.KNX	David A JacksonPresident and CEO, Director	83,663	—	—	50,198	—
Aug 30, 2018 AForm 4 →	Nov 14, 3:54 pm EST	ARC Group, Inc.ARCK	Seenu G. KasturiPresident and CFO, Director, 10% Owner	—	—	—	458,037	—	late
Nov 5, 2018 MForm 4/A →	Nov 14, 3:55 pm EST	EDGEWELL PERSONAL CARE CoEPC	David P HatfieldChairman, President & CEO, Director	4,462	—	—	4,462	—
Nov 12, 2018 AForm 4 →	Nov 14, 3:55 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Kevin QuastEVP & COO	13,690	—	—	8,214	—
Nov 13, 2018 MForm 4 →	Nov 14, 3:56 pm EST	EDGEWELL PERSONAL CARE CoEPC	David P HatfieldChairman, President & CEO, Director	5,603	—	—	11,206	—	amended
Nov 12, 2018 AForm 4 →	Nov 14, 3:57 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Adam W MillerCFO	45,635	—	—	27,381	—
Nov 12, 2018 AForm 4 →	Nov 14, 3:59 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Todd F. CarlsonGeneral Counsel and Secretary	10,648	—	—	6,389	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.