SEC Form 4 · accession 0001078271-18-000060
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H Kennedy
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2018 | M | 14,873 | $0.00 | A | 370,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU AwardF1 | $0.00 | Nov 9, 2018 | M | 14,873 | D | Nov 9, 2018 | Nov 9, 2018 | Common Stock | 14,873 | 0 | D |
| RSU AwardF2 | $0.00 | Nov 8, 2018 | A | 25,487 | A | Nov 8, 2019 | Nov 8, 2020 | Common Stock | 25,487 | 25,487 | D |
Explanation of responses
- F1This restricted stock unit vested on November 9th, 2018.
- F2Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after date of grant.