SEC Form 4 · accession 0000750004-18-000198
Light & Wonder, Inc. · ASX:LNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Quartieri
Officer — EVP, CFO, Treas & Corp Sec
Period of report
Nov 11, 2018
Accepted (ET)
Nov 13, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2018 | M | 6,081 | $0.00 | A | 39,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 11, 2018 | M | 6,081 | D | — | — | Common Stock | 6,081 | 6,081 | D |
Explanation of responses
- F1Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award (6,081 shares) is scheduled to vest on November 11, 2019. Each unit converts into a share of common stock on a one-for-one basis.