SEC Form 4 · accession 0001493152-18-015892
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alfred D'Agostino
Director
Period of report
Sep 4, 2018
Accepted (ET)
Nov 14, 2018 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2017 | J | 886 | $1.08 | A | 742,490 | D | |
| Common StockF1 | Jul 27, 2017 | C | 74,074 | $0.675 | A | 816,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | Nov 20, 2015 | A | 74,074 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 74,074 | 74,074 | D |
| Warrant | $1.50 | Nov 20, 2015 | J | 33,333 | A | Nov 20, 2015 | Nov 19, 2020 | Common Stock | 33,333 | 33,333 | D |
| Stock OptionF5 | $0.80 | Sep 4, 2018 | A | 25,000 | A | — | Sep 3, 2018 | Common Stock | 25,000 | 25,000 | D |
| Stock OptionF4 | $1.05 | Jun 28, 2017 | A | 25,000 | A | — | Jun 27, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.
- F2Dividend issued On Series A Preferred Stock
- F3Automatic conversion of Series A Preferred Stock
- F4Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively
- F5Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.