SEC Form 4 · accession 0001001250-18-000108
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl P. Haney
Officer — EVP-Global R&D
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 8, 2018 | M | 12,898 | $77.35 | A | 21,851 | D | |
| Class A Common Stock | Nov 8, 2018 | S | 4,000 | $141.50 | D | 17,851 | D | |
| Class A Common Stock | Nov 12, 2018 | S | 1,700 | $140.50 | D | 16,151 | D | |
| Class A Common Stock | Nov 12, 2018 | S | 2,300 | $140.51 | D | 13,851 | D | |
| Class A Common Stock | Nov 12, 2018 | S | 4,898 | $142.00 | D | 8,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $77.35 | Nov 8, 2018 | M | 12,898 | D | Jan 1, 2017 | Sep 4, 2025 | Class A Common Stock | 12,898 | 8,950 | D |
Explanation of responses
- F1Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; 8,950 shares exercisable from and after January 1, 2019.
- F2Not applicable.