SEC Form 4 · accession 0001104659-18-067912
CF Industries Holdings, Inc. · CF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bert A Frost
Officer — Sr.VP, Sales,Mkt Dev Supp Chn
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001324404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Nov 8, 2018 | M | 1,900 | $16.406 | A | 73,390 | D | |
| Common stock, par value $0.01 per share | Nov 8, 2018 | S | 1,900 | $54.00 | D | 71,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $16.406 | Nov 8, 2018 | M | 1,900 | D | — | Aug 10, 2019 | Common Stock, par value $0.01 per share | 1,900 | 27,600 | D |
Explanation of responses
- F1This employee stock option was last reported as covering 5,900 shares of common stock at an exercise price of $82.03, but has been adjusted to reflect the 5-for-1 stock split that occurred on June 17, 2015.
- F2The options vested in three equal installments on August 10, 2010, 2011 and 2012.