SEC Form 4 · accession 0001127602-18-032851

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jacob A Kuipers

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 4:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	158	$0.00	A	348	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	413	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	413	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	413	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	712	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	13,895	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	567	I	Child's proportionate limited partnership interest in shares held by RA II LP, spouse as trustee
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	13,997	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F2,F3	Nov 9, 2018	P	2	$64.98	A	350	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	2	$64.98	A	415	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	416	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	416	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	240	D
Class A Common Stock^F1	holding	—	—		—	10,242	I	Held in Trust for benefit of Reporting Person's spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	712	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	13,895	I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	567	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	13,997	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	240	240	D
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares purchased pursuant to 10b5-1 plan
F32018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F4N/A