SEC Form 4/A · accession 0001633978-18-000134
Lumentum Holdings Inc. · LITE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Samuel F Thomas
Director
Period of report
Aug 15, 2018
Accepted (ET)
Nov 13, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001633978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 15, 2018 | M | 3,282 | $0.00 | A | 26,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Aug 15, 2018 | M | 3,282 | D | Aug 15, 2018 | — | Common Stock | 3,282 | 0 | D |
Explanation of responses
- F1Restricted Stock Units have no expiration date.
- F2Correction to Table I, increasing the total amount to reflect the correct holdings at the time of the filing.