SEC Form 4 · accession 0001179110-18-012781
MOMENTA PHARMACEUTICALS INC · MNTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Wheeler
Officer — President & CEO · Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001235010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 8, 2018 | M | 5,782 | — | A | 186,736 | D | |
| Common StockF5 | Nov 8, 2018 | S | 2,602 | $14.09 | D | 184,134 | D | |
| Common StockF7 | Nov 12, 2018 | S | 1,772 | $12.63 | D | 182,362 | D | |
| Common StockF8 | holding | — | — | — | 364,402 | I | Craig Wheeler Revocable Trust | |
| Common Stock | holding | — | — | — | 36,725 | I | Craig A Wheeler 2016 Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F9 | — | Nov 8, 2018 | M | 5,782 | D | — | — | Common Stock | 5,782 | 52,031 | D |
Explanation of responses
- F1Shares received pursuant to settlement of Restricted Stock Units that were granted on February 7, 2017.
- F2Restricted Stock Units convert into common stock on a one-for-one basis.
- F3Reflects a decrease of 2,406 shares of MNTA common stock transferred to the Craig Wheeler Revocable Trust on November 8, 2018.
- F4This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person August 7, 2017.
- F5This transaction was executed in multiple trades at prices ranging from $13.65 to $14.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person June 13, 2016.
- F7This transaction was executed in multiple trades at prices ranging from $12.42 to $13.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F8Reflects the transfer of 2,406 shares of MNTA common stock on November 8, 2018 to the Craig Wheeler Revocable Trust that were previously held directly by Mr. Wheeler.
- F9Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.