SEC Form 4 · accession 0001269847-18-000030

ACI WORLDWIDE, INC. · ACIW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 7:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000935036

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 8, 2018	M	5,696	$9.6467	A	1,302,228	D
Common Stock^F1	Nov 8, 2018	S	5,696	$29.65	D	1,296,532	D
Common Stock	Nov 9, 2018	M	94,304	$9.6467	A	1,390,836	D
Common Stock^F1,F2	Nov 9, 2018	S	94,304	$29.7951	D	1,296,532	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3	$9.6467	Nov 8, 2018	M	5,696	D	—	Dec 8, 2021	Common Stock	5,696	94,304	D
Non-Qualified Stock Option (right to buy)^F3	$9.6467	Nov 9, 2018	M	94,304	D	—	Dec 8, 2021	Common Stock	94,304	0	D

F1The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 12, 2018. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on December 8, 2011. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,131,680 shares, consisting of 1,296,532 shares directly owned and 835,148 shares subject to currently exercisable options with a weighted average exercise price of $18.189564.
F2The sale price ranged from $29.65 to $30.05, with a weighted average sale price of $29.795141. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.