SEC Form 4 · accession 0001209191-18-058411
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
B Craig Owens
Director
Period of report
Nov 10, 2018
Accepted (ET)
Nov 13, 2018 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2018 | M | 295 | $0.00 | A | 43,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (DU005845)F1,F2 | $0.00 | Nov 10, 2018 | M | 295 | A | — | — | Common Stock | 295 | 295 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert to common stock on a one-for-one basis.
- F2These RSUs were awarded 11/10/2015. The RSU award vests annually, on a pro rata basis, over a 3-year period.