SEC Form 4 · accession 0000899243-18-028888
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Buell
Officer — Chief Operating Officer
Period of report
Nov 7, 2018
Accepted (ET)
Nov 14, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.07 | Nov 7, 2018 | A | 130,000 | A | — | Nov 7, 2027 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1Represents the grant of an option to purchase shares of common stock. The stock option was awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Investment Plan, and vests over three years with one-third of the award vesting on November 7, 2019 and the balance vesting in equal quarterly installments thereafter.