SEC Form 4 · accession 0001127602-18-032915

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Nov 9, 2018

Accepted (ET)

Nov 13, 2018 · 4:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest^F1	Nov 9, 2018	M	20,000	$19.67	A	22,874	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 9, 2018	S	20,000	$67.50	D	2,874	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 12, 2018	M	24,562	$19.67	A	27,436	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 12, 2018	S	11,985	$68.00	D	15,451	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 12, 2018	S	1,200	$68.01	D	14,251	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 12, 2018	S	10,559	$68.07	D	3,692	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F1	Nov 12, 2018	S	818	$68.08	D	2,874	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F2	holding	—	—		—	3,341	I	401(k) Plan
Common Shares Of Beneficial Interest^F3	holding	—	—		—	105,102	I	Trust I

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F4	$19.67	Nov 9, 2018	M	20,000	D	—	Feb 6, 2019	Common Shares Of Beneficial Interest	20,000	24,562	I
Non-qualified Stock Option (Right to Buy)^F4	$19.67	Nov 12, 2018	M	24,562	D	—	Feb 6, 2019	Common Shares Of Beneficial Interest	24,562	0	I

F1Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2018.
F3Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
F4Represents options which vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.