SEC Form 4 · accession 0001213900-18-015512
DelMar Pharmaceuticals, Inc. · DMPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Scott Praill
Officer — Chief Financial Officer
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498382
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.6099 | Nov 8, 2018 | A | 100,000 | A | — | Nov 8, 2028 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F11/6th of the options vest on May 8, 2019 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on June 8, 2019.