SEC Form 4 · accession 0000950142-18-002198
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Jacobson
Director · 10% Owner
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 8, 2018 | C | 100,000 | — | A | 100,000 | D | |
| Class A Common Stock | Nov 8, 2018 | G | 100,000 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Nov 8, 2018 | C | 100,000 | D | — | — | Class A Common Stock | — | 1,752,121 | D |
| Class B Common StockF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | — | 2,763,861 | I |
| Class B Common StockF3,F1 | — | holding | — | — | — | — | — | Class A Common Stock | — | 1,603,103 | I |
Explanation of responses
- F1The Class B Common Stock is convertible immediately in a one-for-one basis into shares of Class A Common Stock and does not expire.
- F2Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.
- F3The Reporting Person may be deemed to beneficially own such shares as Settlor and Trustee of grantor retained annuity trusts and other trusts. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.