SEC Form 4 · accession 0001416646-18-000002
NAPCO SECURITY TECHNOLOGIES, INC · NSSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna Anne Soloway
Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | M | 400 | $4.37 | A | 33,394 | D | |
| Common StockF1 | Nov 12, 2018 | F | 100 | $17.32 | D | 33,294 | D | |
| Common StockF1 | Nov 12, 2018 | M | 600 | $8.70 | A | 33,894 | D | |
| Common StockF1 | Nov 12, 2018 | F | 301 | $17.32 | D | 33,593 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Employee Stock Options (Right to Buy)F1 | $4.37 | Nov 12, 2018 | M | 400 | D | Oct 20, 2014 | Oct 20, 2024 | Common Stock | 2,000 | 0 | D |
| Non Employee Stock Options (Right to Buy)F1 | $8.70 | Nov 12, 2018 | M | 600 | D | Dec 13, 2017 | Dec 13, 2027 | Common Stock | 3,000 | 2,400 | D |
Explanation of responses
- F1Ms. Soloway exercised 1,000 Non Employee Incentive Stock Options as part of a cashless exercise whereby 401 shares were exchanged as payment for such options, netting an increase of 599 shares.