SEC Form 4 · accession 0001231132-18-000004
NU SKIN ENTERPRISES, INC. · NUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Matthew Dorny
Officer — General Counsel
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 12, 2018 | M | 2,500 | $30.63 | A | 33,871 | D | |
| Class A Common StockF1,F2 | Nov 12, 2018 | S | 1,400 | $65.01 | D | 32,471 | D | |
| Class A Common StockF1,F3 | Nov 12, 2018 | S | 1,100 | $65.75 | D | 31,371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $30.63 | Nov 12, 2018 | M | 2,500 | D | — | Mar 2, 2023 | Class A Common Stock | 2,500 | 73,100 | D |
Explanation of responses
- F1Sale pursuant to a 10b5-1 plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.46 to $65.42, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.53 to $66.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4Currently exercisable in full.