SEC Form 4 · accession 0001225208-18-015459
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E. Erdoes
Officer — CEO Asset Management
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 100,000 | $19.49 | A | 491,979 | D | |
| Common Stock | Nov 9, 2018 | F | 61,391 | $111.595 | D | 430,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $19.49 | Nov 9, 2018 | M | 100,000 | D | — | Jan 20, 2019 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
Remarks
poaerdoes.txt