SEC Form 4 · accession 0001209191-18-058197
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle A Gillis
Officer — Senior Vice President
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 4,500 | $24.83 | A | 30,923 | D | |
| Common StockF1 | holding | — | — | — | 2,895 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option ExerciseF2 | $24.83 | Nov 9, 2018 | M | 4,500 | D | — | Feb 11, 2020 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2017.
- F2These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.