SEC Form 4 · accession 0001209191-18-058409
DEAN FOODS CO · DF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Helen McCluskey
Director
Period of report
Nov 10, 2018
Accepted (ET)
Nov 13, 2018 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2018 | M | 295 | $0.00 | A | 7,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (DU005844)F1,F2 | $0.00 | Nov 10, 2018 | M | 295 | A | — | — | Common Stock | 295 | 295 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert to common stock on a one-for-one basis.
- F2These RSUs were awarded 11/10/2015. The award vests annually, on a pro rata basis, over a 3-year period.